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Use the filters below to find regulations and laws relevant to you and your company.

Broker-dealers

Email archiving and electronic message archiving and compliance solutions for broker-dealers and financial firms regulated by FINRA.
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INVESTMENT ADVISERS

Solutions for registered investment advisers (RIAs)
and firms regulated by the Securities & Exchange Commission.
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Private Funds

Electronic message archiving and supervision tools for hedge funds and private equity firms registered (or registering) with the SEC.
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Government/Education

Archiving solutions designed
to help entities meet the
myriad challenges created by
the proliferation of electronic messages.
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Company Awards Trusted Technology Partners Archiving Solutions
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January Spotlight

RIA Use of Social Media
SEC Charges Adviser in Social Media Scam

Details, Jan. 2012 risk alert & analysis.

© 2012 Smarsh, Inc. All rights reserved. The Smarsh logo and name are registered trademarks of Smarsh, Inc. The Bloomberg name and logo are trademarks
of Bloomberg Finance L.P. or its subsidiaries. All other logos, company names and product names are property of their respective companies.