Entries by Smarsh

Radicati Group Names Smarsh a Top Player in Information Archiving

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We’re excited to announce that Smarsh has been named a Top Player in The Radicati Group’s Information Archiving — Market Quadrant 2017 report. This is the seventh year in a row that Smarsh has received the Top Player ranking. The Radicati Group’s market analysis of archiving solutions is a four-quadrant system that categorizes vendors as Top Players, Mature […]

Drilling down: a public sector series for setting up text archiving

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This article is an excerpt from 5 Actions to take for an Airtight Mobile Use Strategy in Government, a three-part series. Taking five key actions to form your mobile use strategy will help ensure that your HR, legal, IT, risk management, and records teams coordinate and prepare to mitigate text message risks. To set up a comprehensive archiving […]

Mobile Communications Policies are Still a Huge Need

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Ripped from the headlines: Lawsuit demands EPA say if employees using encrypted messages to evade open-records laws Spicer cracks down on White House leaks It’s dominating the news; people using text and messaging apps to talk business.  It’s more critical than ever to get a mobile use policy in place and make it clear to employees what […]

Step One for Addressing Text Message Risk: Device Ownership

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This article is an excerpt from 5 Steps to Eradicate Text Messaging Risk. This guide to building a strong mobile risk management program will let your organization take advantage of text messages for business while enacting and enforcing policies that mitigate risk. You can download the full report here. Who will own and operate devices used for text […]

Archiving and Compliance Now Available with Slack Enterprise Grid Integration

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As the calendar flips to a new year, we are excited to integrate with Slack to bring archiving and compliance support for Slack Enterprise Grid, the new offering which powers the design, usage and administrative management of multiple interconnected Slack workspaces across a customer’s entire business. The integration enables customers to quickly and securely search, review […]

What are the Top Exam Priorities for the SEC in 2017?

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The Securities and Exchange Commission has released its exam priorities letter for the new year, with some key new points and takeaways. While it’s worth noting this year’s examination priorities are from an administration on its way out—and there may be different areas of focus under a Trump presidency—the SEC makes it clear it will continue […]

Top 5 Financial Services Predictions for 2017

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2016 was a roller-coaster year for financial services. What will 2017 bring? Below, Smarsh shares its top 5 predictions for this year, specifically related to overall data governance, compliance, supervision and risk management trends for broker-dealers: 1. Firms that exercise superior data governance will have a competitive advantage. Firms are sitting on a wealth of information […]

7 Important Takeaways from FINRA’s 2017 Priorities Letter

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FINRA has just released its 2017 Regulatory and Examination Priorities Letter, which points out key areas member firms need to focus on to protect investors, market integrity, and their own business. This year, the regulator plans to be particularly diligent on firms that hire repeated rule-breakers and high-risk registered brokers. FINRA also continues to task firms […]