Many Advisors Face March 30 Deadline

The March 30 deadline for hedge funds and private equity firms is quickly approaching, but do private fund managers and registered investment advisors know what to do with the shift from federal to state oversight? RIAs with under $100 million in assets undermanagement are required to register and more private fund managers are registering, as well.

The topic of hedge fund compliance is important, mainly because private funds are on a tight deadline to get their firms compliant with regulation. One thing is clear, with the SEC's "informal" look at firms via their letter sent late last year, it appears as if compliance will be a must-have on April 1.

Many Advisors Face March 30 Deadline - Financial Advisor