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9/5/2010 - InvestmentNews
Social Networking is Here to Stay
Advisers who don't incorporate Facebook, LinkedIn into marketing plans will be left behind.
9/2/2010 - The Blog of LegalTimes
DOJ Files Suit Against Arizona Sheriff's Office
The Justice Department's filing says that the federal government has a right to examine certain documents from the sheriff's office because the office receives federal grant money. Four attorneys from the department's Civil Rights Division are on the brief, in addition to Assistant Attorney General Thomas Perez and U.S. Attorney for Arizona Dennis Burke.
9/2/2010 - SEC
SEC Adopts Temporary Rule Requiring Municipal Advisors to Register With Agency
The Securities and Exchange Commission today announced that it has adopted a temporary rule requiring municipal advisors to register with the SEC by October 1, a deadline established by the newly-enacted Dodd-Frank Wall Street Reform and Consumer Protection Act.
8/31/2010 - Law.com
New York Moves Ahead on E-Filing and E-Discovery
According to a February 2010 court system report, interviews with judges, law clerks, and lawyers revealed "a strong consensus that the court system should act now to ensure that e-discovery is handled as expertly, expeditiously, and inexpensively as possible."
8/30/2010 - FINRA
Requirements for Customer Assets [FINRA podcast]
This podcast focuses on requirements for verifying customer instructions to transmit or withdraw their assets.