UMIR Policy 7.1

Requires firms to have systems in place regarding archiving, monitoring and post review of electronic correspondence.

Smarsh, Inc. assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for specific information on specific rules and regulations and how they apply to your business.

Helpful Links:

Market Integrity Rules on the Investment Industry Regulatory Organization of Canada website

Related Products: 
Email Archiving
Instant Message Archiving
Related Geography: 
Canada

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