Regulation S-P

The Privacy of Consumer Financial Information, otherwise known as Regulation S-P (Reg S-P, for short), has been adopted by the SEC in accordance with Section 504 of the Gramm-Leach Bliley Act (GLBA). This section requires the SEC and a variety of other US federal agencies to implement safeguards to protect non-public consumer information, and to define standards for financial services firms to follow in this regard.

Smarsh, Inc. assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for specific information on specific rules and regulations and how they apply to your business.

Helpful Links:

Documentation about Regulation S-P on SEC.gov

 

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