5 Steps to a Better Supervision Process

When it comes to supervision, many firms are either relying on inefficient, manual review processes or playing the odds and hoping that they won’t get audited. However, with a few changes to the way they set up their review program, firms can both save time and resources while still accurately identifying risk.

In this webinar, we will cover some of the key steps organizations can take to improve the efficiency and success of their content and message review process.

Featuring Smarsh Director of Professional Services Allen Gurney and Chief Evangelist Mike Pagani, this presentation will cover:

  • The most common obstacles to message review
  • How to identify the gaps in how you meet regulatory obligations
  • The steps you can take to improve your supervision program

Allen Gurney

Director, Professional services

Allen is the Director of Professional Services at Smarsh and is responsible for the Client Data and Implementation teams in Client Services.  Previously Allen was the director of a well-respected information governance consulting practice and as client services manager of a tier-one electronic discovery services provider. Allen also built and headed the client technology services practice for Thompson Coburn LLP, a 350 attorney firm.

 

Mike Pagani

Chief Evangelist

Mike Pagani is Senior Director of Product Marketing and Chief Evangelist at Smarsh. He is a seasoned IT professional and recognized subject matter expert in the areas of mobility, identity and access management, network security and virtualization. In his role, Mike also works with industry regulators, such as the SEC and FINRA, to keep customers and partners informed of the latest developments and requirements related to electronic communications compliance.