The widespread adoption of social media, especially among professionals and high net worth individuals, is creating new possibilities for financial advisors to connect and engage with clients and attract new opportunities.
But to be heard above the noise on social networks like LinkedIn, Facebook and Twitter while meeting SEC and FINRA compliance obligations requires the right technology and thoughtful policies.
Download The Financial Advisor’s Guide to Social Media and learn:
- Key recordkeeping requirements from the SEC and FINRA
- How each social media platform can be set up to deliver results
- The right compliance policies that will allow you to use social media safely and effectively
This guide is also available in three parts: