ENTRIES BY Robert Cruz
Our Expectations for This Year’s FINRA Annual Conference
We think there’s another clear, unambiguous, and painfully obvious conversation that attendees will want to discuss: off-channel communications.
SmarshCONNECT 2023: The Year of Agile Compliance
We just had a great showing at SmarshCONNECT 2023. If you weren’t able to make it, here’s a recap of the major conversations around regulatory compliance.
SIFMA Social Media and Digital Marketing Seminar Recap: How Times Have Changed
The recordkeeping conversations between 2020 and 2023 have drastically changed. Learn what firms need to do to keep up with regulators and technology.
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