Robert Cruz
ENTRIES BY Robert Cruz

Smarsh Cautions FINRA on Work-From-Home Challenges & Compliance Best Practices

Recap of a discussion between Smarsh and FINRA on supervision challenges and recommended guidance for regulated firms with newly remote workforces.

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Protecting Your Organization from Communications Risk

Recap of Innovation Exchange webinar with guests from compliance, IT and legal, on risk management due to increased online business communication.

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Stay-at-Home Workforce: The Practitioner Perspective

Insights from recent online talks with financial and technology executives about the risks and rewards of managing a remote workforce.

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Being Strategic About a Suddenly Stay-at-Home Workforce

How regulated firms can evaluate and adopt modern communication tools and enable a remote workplace in the age of the coronavirus (COVID-19) outbreak.

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LegalTech20: The Evolution from E-Discovery to E-Response

Perspectives on a new generation of e-discovery, with a shift to how organizations can effectively respond to requests for electronic information.

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Robert Cruz

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