Robert Cruz
ENTRIES BY Robert Cruz

Our Expectations for This Year’s FINRA Annual Conference

We think there’s another clear, unambiguous, and painfully obvious conversation that attendees will want to discuss: off-channel communications.

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SmarshCONNECT 2023: The Year of Agile Compliance

We just had a great showing at SmarshCONNECT 2023. If you weren’t able to make it, here’s a recap of the major conversations around regulatory compliance.

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Robert Cruz

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