Subscribe to blog

Subscribe to the Smarsh Blog Digest

Subscribe to receive a monthly digest of articles exploring regulatory updates, news, trends and best practices in electronic communications capture and archiving.

Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "submit", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.

Regulatory Alert! $1.1B in WhatsApp & Mobile Fines. Now What?

WATCH NOW

The Future of Work
in Financial Services:

How to Enable Location-Agnostic Work

GET THE GUIDE
admincred_icon
7 Important Takeaways from FINRA’s 2017 Priorities Letter
by Smarsh
on January 11, 2017
Read more
Policies Review
Top 3 Signs Your Firm Isn’t FINRA and SEC Compliant
by Smarsh
on October 04, 2016
Read more
steve
Electronic Communications Supervision is Broken. Can it Be Fixed?
by Stephen Marsh
on August 01, 2016
Read more
Information Archiving
Radicati Group Names Smarsh a “Top Player” in Information Archiving
by Smarsh
on April 27, 2016
Read more
MiFID II Preparation
Preparing for MiFID II & MiFIR Recordkeeping

FINRA has just released its 2017 Regulatory and Examination Priorities Letter, which points out key areas member firms need to focus on to protect investors, market integrity, and their own business. This year, the regulator plans to be particularly diligent on firms that hire repeated rule-breakers and high-risk registered brokers. FINRA also continues to task...

Download Guide
maintenance@2x
3 Ways to Prepare for 2016 SEC Examinations
by Smarsh
on February 29, 2016
Read more
Smarsh capture and archive datasheet for Citrix Sharefile
Citrix ShareFile
Download
ac_feature_reports
Smarsh Review Functionality Now Extends to Web Content
by Smarsh
on October 02, 2015
Read more
RIAinaBoxSocial_Media_Profile_Picture
RIA Compliance Requirements for Electronic Client Communications
by RIA In A Box
on September 30, 2015
Read more
webarch_blog_62914_@2x
Q: Should mortgage companies archive their websites? A: Yes.
by Andrea Lee Negroni, JD
on September 23, 2015
Read more
enterprise social media
Comprehensive Archiving Can Solve Many Challenges for IT
by Mike Pagani
on August 03, 2015
Read more
Thumb marty
Eliminating Communications Data and System Silos in Regulated Industries
by Smarsh
on July 21, 2015
Read more
Smarsh Archiving Platform
Retention Vs. Intelligence
by Mike Pagani
on June 03, 2015
Read more
SM_magnify_thumb
Lenders—can you protect your brand from social media risks?
by Andrea Lee Negroni, JD
on May 12, 2015
Read more
blog_email@2x
Archiving New Content Types Requires “Outside the Inbox” Thinking
by Mike Pagani
on January 26, 2015
Read more
Load more

Get a Quote

Tell us about yourself, and we’ll be in touch right away.

Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "submit", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.

Contact Us

Tell us about yourself, and we’ll be in touch right away.