The Future of Supervision: How Surveillance Will Complement and Extend Compliance in Financial Services

Firms need to understand the risks associated with relying on technology designed 10-15 years ago to process and review today's communications. Constant policy evaluation and improvement is key in ensuring your supervisory workflow is thorough and up to date. 

Read the Future of Supervision: How Surveillance Will Complement and Extend Compliance in Financial Services report to learn more about:

  • Understanding the changing risks based on expanding conversations across multiple communication channels
  • The challenges with AI-based surveillance and analytics against current regulatory requirements
  • How to develop an integrated approach between your supervisory and surveillance systems