Findings from the 2018 Electronic Communications Compliance Survey

On-Demand

In the 2018 Electronic Communications Compliance Survey, we uncovered the greatest challenges facing compliance professionals today. Survey responses indicate that shifting workplace and investor demographics are driving firms to new communication channels, but their supervision policies and tools are struggling to keep pace.

Watch this on-demand webinar to dive into the key findings from this year's survey, including why:

  • Mobile and social still present challenges for most firms
  • Confidence in the efficacy of prohibition policies is low
  • Firms are looking for risk in all the wrong places

Download the Report

Download and look through the complete 2018 Electronic Communications Compliance Survey report.

Inside, we uncover the challenges facing compliance professionals today, and show how evolving technologies are forcing organizations to rethink their approach to electronic communications.

2018-compliance-survey-report

Panelists

Marianna Shafir

Corporate Counsel and Regulatory Advisor
Marianna

Marianna Shafir

Corporate Counsel and Regulatory Advisor

Marianna Shafir is Corporate Counsel and Regulatory Advisor at Smarsh, where she’s responsible for legal and regulatory affairs worldwide. In addition, she helps Smarsh clients navigate compliance obligations, technology trends, and new industry regulations through her vast knowledge of best practices related to electronic communications supervision. Prior to joining Smarsh, she worked for BNY Mellon and Invesco in varying compliance roles.

Mike Pagani

Chief Evangelist
Mike-Pagani

Mike Pagani

Chief Evangelist

Mike Pagani is Senior Director of Product Marketing and Chief Evangelist at Smarsh. He is a seasoned IT professional and recognized subject matter expert in the areas of mobility, identity and access management, network security and virtualization. In his role, Mike also works with industry regulators, such as the SEC and FINRA, to keep customers and partners informed of the latest developments and requirements related to electronic communications compliance.

Ken Anderson

VP, Marketing
edited-headshots_0006_Ken Anderson

Ken Anderson

VP, Marketing

Ken Anderson joined Smarsh in 2008 and manages the company’s marketing and communications initiatives. Ken’s team is responsible for the implementation and execution of strategies surrounding a wide range of areas, including product marketing, sales enablement, demand generation, analyst relations, corporate communications, and website and social media programs.