2013 electronic communications compliance survey

2013 Electronic Communications and Compliance Survey

Communications compliance practices and examination expectations among compliance professionals in financial services

Results from the 2013 Electronic Communications Compliance Survey reveal the industry is moving into a new phase in the evolution of communications oversight. Challenges remain widespread, ranging from new and changing regulations to employee privacy, but overall, compliance professionals are more comfortable with the “new normal” of greater regulatory scrutiny, evolving communications tools and more complexity in the demands around email surveillance.

Download the Smarsh 2013 Electronic Communications Compliance Survey to learn how compliance professionals are handling:

  • New communications channels including social media and enterprise social networks
  • Corporate issued mobile devices and the bring your own device (BYOD) trend
  • Increased scrutiny and enforcement by regulators