What is Material Non-Public Information (MNPI)? Material Non-Public Information (MNPI) is confidential data about a company or security that has not been publicly released and would likely influence an investor’s decision to buy, sell, or hold that security. MNPI sits at the center of insider-trading rules and is tightly governed across financial services. Managing MNPI...

What are multichannel communications? Multichannel communications are the various digital platforms — including email, SMS, voice, social media, and collaboration tools — that organizations use to engage with clients and employees. In regulated industries like financial services and healthcare, every channel used for business is subject to strict recordkeeping and supervision rules. Regardless of whether...

What is mobile communications compliance? Mobile communications compliance is the regulatory requirement for financial firms to capture, supervise, and archive all business-related messages sent via mobile devices. Under SEC Rule 17a-4 and FINRA Rule 4511, this includes SMS, WhatsApp, and collaboration apps, regardless of whether the device is corporate-owned or part of a BYOD program....