services_professional_assisted_review_bkg

Focus on the real risk

we handle the rest

Dramatically increase the effectiveness
of your supervisory procedures.

Read Data Sheet

Watch TechTALK

Regulated Firms are in a Tough Spot

FINRA, the SEC and other regulators are requiring the retention and more in-depth review of an ever-expanding array of content, while employees want to take advantage of the newest means of growing and keeping in touch with their client base. Adding to this, the sheer volume of content requiring supervision continues to grow exponentially. As a result, the time and costs associated with the human effort required to conduct thorough reviews skyrockets as you try to keep pace with a process that is inherently inefficient.

The only choice appears to be hiring yet another reviewer or rolling the dice knowing that there are new and widening gaps in your supervision and review that will expose you and your organization to compliance risks, potential audits and examinations. If only there was another option.

Assisted Review™ is the Answer

Optimize your supervisory procedures with the Assisted Review program. Among other benefits, preliminary message review is performed by Smarsh Certified Professionals, allowing your compliance team to focus only on the most important messages, reducing the time you spend on supervision. Ongoing analysis helps you maintain best practices in archiving and compliance.

The Assisted Review program aligns with regulatory requirements, including FINRA 3110.08 (Delegation of Correspondence and Internal Communication Review Functions), and brings together the advanced technology of The Archiving Platform™ with other expert services from Smarsh.

GET ACCESS TO ASSISTED REVIEW!

 

Watch Smarsh CEO Stephen Marsh Discuss the Value of Assisted Review™ 


Learn more about Smarsh Assisted Review