Mobile: The Escalating Cost of Non-Compliance

While critical regulatory requirements remain unchanged, regulators are shifting their focus, making it critical to stay ahead.

The core of the issue remains the same: financial services firms must maintain proper books and records for supervision and oversight on business communications that take place on mobile devices.

In this industry brief, we explore:

• Recent enforcement examples and what they mean for your firm
• How financial services firms are using current events to reassess their existing mobile compliance strategies
• Five essential questions to build a better mobile compliance strategy

Download the brief to learn how you can mitigate the escalating cost of non-compliance in mobile communications.