Preparing for MIFID II & MIFIR Recordkeeping

Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "get the guide", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.

This white paper, the first in a series from Smarsh, examines one of the biggest changes introduced by the Markets in Financial Instruments Directive (MiFID) II and outlines the Directive’s expanded recordkeeping requirements for firms in terms of electronic communications and telephone conversations.

Read this paper to better understand and help you prepare for these requirements now, ahead of the MiFID II implementation date January 3rd 2018.

Download our paper for more information on:

  • Who the new rules affect
  • What the expanded governance means for your firm
  • The specifics of the new voice and electronic communications recordkeeping requirements
  • How a comprehensive archiving solution can help you demonstrate MiFID II compliance readiness