More SEC Regulated Firms Trust Smarsh Than Any Other Provider
We empower investment advisors to implement and enforce effective electronic communications recordkeeping and oversight policies for compliance with SEC regulations.
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Smarsh has over 20 years of experience in partnering with registered firms, including investment advisors, hedge funds, private equity firms and venture capital firms. Our solutions enable these companies to implement and enforce electronic communications recordkeeping and oversight policies for compliance with SEC and CFTC regulations. Investment advisors trust our deep understanding of the compliance challenges they face and our proven ability to help them meet their regulatory obligations.
Our solutions deliver benefits for investment advisors of all sizes
Whatever your role, Smarsh can make your job easier
Meet regulatory obligations
We understand the complex compliance challenges facing investment advisors; our solutions ensure that you can meet your regulatory obligations
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