Smarsh solutions for SEC regulated firms
Implement and enforce effective electronic communications
recordkeeping and oversight policies for compliance with SEC regulations.
Read the Guide Recordkeeping Requirements: United States SEC & FINRA vs European Union MiFID II
More firms trust Smarsh than any other provider
Smarsh helps registered firms, including investment advisers, hedge funds, private equity firms, and venture capital firms implement and enforce electronic communications recordkeeping and oversight policies for compliance with SEC and CFTC regulations.
Meet regulatory obligations
We understand the complex compiance needs of regulared firms like yours
Benefits for SEC firms of all sizes
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