Cyber Compliance Purpose-Built for Financial Firms
Smarsh Cyber Compliance technology is your single source of truth for monitoring, remediating, and reporting on cyber risk — strengthening security and demonstrating compliance.
Demonstrate compliance, remove complexity
Strengthen your firm’s cybersecurity posture and demonstrate adherence to regulatory cybersecurity requirements with a single, intuitive dashboard.
Automate manual security tasks
Reduce risk with automated controls, including OS updates, screen locks, and VPN enforcement.
Track your cyber posture in one score
Get a clear view of your firm’s overall security health with an objective Cyberrisk Number based on NIST-aligned parameters.
Turn cyber risks into timely insights
Identify risk trends and act fast with built-in analytics and reporting that simplify complex security challenges.
Build a security-first culture
Simplify your approach to risk management with foundational security programs and services. Educate employees with Smarsh Phishing and Security Awareness Training to recognize and resist threats. Simulated phishing campaigns and web-based courses reinforce best practices and reduce human error — your first line of defense.
Spot the gaps, seal the risks
Let us spot vulnerabilities before attackers do. Our expert engineers use real-world tactics to identify and document security gaps through Vulnerability Assessment and Penetration Testing (VAPT). We deliver clear, actionable insights to help you harden your defenses and reduce risk exposure.
Get expert cyber guidance
Let our experts show you a more innovative, straightforward approach to cybersecurity and compliance. Learn how to automate key controls, cut through complexity, and stay ahead of risk.
Cyber Compliance: Simplified, defensible security
Cyber compliance aligns cybersecurity controls, risk management, and documented policies with regulatory requirements to protect sensitive data and support operational resilience. It reduces regulatory exposure by ensuring firms can demonstrate that security practices are defined, monitored, and auditable.
For financial firms, this includes mapping data management and incident response processes to mandates like SEC Regulation S-P, which draws on the NIST Cybersecurity Framework 2.0.
Learn more in this Watch It Work video.
Smarsh Cyber Compliance helps firms build, manage, and demonstrate a compliant cybersecurity posture. It unites ISO 27001 and SOC 2 Type II–certified controls with policy-based governance, continuous monitoring, and documented incident response.
This approach aligns organizations with SEC Regulation S-P, FINRA guidance, FFIEC IT handbooks, and NIST/ISO frameworks to ensure resilience, audit readiness, and regulatory confidence.
Cybersecurity focuses on identifying, mitigating, and responding to cyber threats.
Cyber compliance ensures those protections are defined within policies, audited, and tested to ensure that they address regulatory mandates.
In regulated industries, cybersecurity defends systems, while cyber compliance proves that defenses, oversight, and documentation meet industry standards.
Smarsh Cyber Compliance aligns with major frameworks, including:
- NIST Cybersecurity Framework (CSF)
- ISO/IEC 27001:2022
- SOC 2 Type II
- FFIEC Cybersecurity Assessment Tool (CAT)
- GDPR, and others
This standards-based foundation helps firms map controls, demonstrate due diligence, and maintain compliance consistency across hybrid and cloud environments.