Smarsh solutions
for Lending Compliance

Meet CFPB & state oversight obligations, monitor for compliance, simplify social media and website monitoring.
Manually reviewing content and searching for fraudulent terms can be grueling.

This helpful infographic summarizes suspicious keywords how they might be used:

More lenders trust Smarsh than any other provider

Mortgage companies, credit unions, banks, payday lenders, foreclosure relief and other lending services are required to retain and monitor digital content, including social and web communications. Smarsh helps lenders comply with FFIEC guidance, Fair Lending Laws, the Truth in Lending Act and FTC rules amongst other regulations.

Records and Compliance Managers

Records and Compliance Managers

Have all content accessible in one place so you can respond to regulatory requests both quickly and easily, as well as conduct internal investigations and audits.
Broker Dealers

Agents

Capture all communications associated with your work in a compliant, search-ready way. Communicate using the channels you want without worrying about the risks of non-compliance.
Attorneys, Clerks & Legal Staff

Attorneys, Clerks & Legal Staff

Reduce the time and costs associated with e-discovery, activate legal holds and efficiently produce content for audits, investigations or litigation without relying on manual processes.
Personas and Identity Management

CTOs, CIOs & IT Staff

Centralise archived communications in a single, tamper-proof, WORM-compliant, comprehensive solution for all your content.
Supervisors

Supervisors

Supervise all communications effectively and efficiently using automated message monitoring and review, customisable policies and queues. Track team-based review progress with user-friendly dashboards.

Meet regulatory obligations

We understand the complex compiance needs of regulared firms like yours

 

Benefits

Benefits for lending organizations of all sizes

Regulatory compliance

Regulatory compliance

Preserve and store data on tamper-proof media to meet SEC rule 17a-4 and other FINRA rules.
Exam tested

Exam tested

Be prepared for regulatory examinations or requests with on-demand data protection.
Compliance workflow

Compliance workflow

Customize supervision policies and keyword lists and streamline compliance review workflow.
Integration with Work Phone Copy 6

Third party downloader

Smarsh is an industry-recognized third-party downloader to satisfy SEC rule 17-a-4.
Audit trail for compliance

Audit trail for compliance

Show proof of supervisory procedures through a detailed audit history of every action taken in the platform.

Third party downloader

Administration and migration

Whether you’re a 1-person firm or have 1000s of branches, it’s easy to manage users and to migrate data.

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Stay up to date with the latest resources

Archiving and Monitoring For Compliance

Take 25 minutes and see what a modern solution for archiving and compliance looks like.

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The Changing Role of Electronic Information Archiving
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Ready to enable compliant productivity?

Join the 6,500+ customers using Smarsh to drive their business forward.