Forum Financial Strengthens Digital Communications Supervision with Smarsh Assisted Review

Forum Financial previously reviewed all messages in-house, which was a daily, labor-intensive process. Rather than continue to stretch internal resources and risk inconsistent supervision practices, the RIA firm turned to Smarsh Assisted Review service for a more scalable, secure, and compliant solution.

The impact was immediate and substantial:

• 40% increase in volume of emails reviewed with Smarsh Assisted Review vs. in-house
• 99% reduction in manual email reviews
• 16.5+ hours/month saved on manual email reviews

Find out how Smarsh Assisted Review strengthened Forum Financial's compliance program — and how you can do the same.