Faced with setting up a new compliance system while executing an aggressive company growth plan — all in the midst of a global pandemic — Northstar Financial Companies turned to Smarsh. The small Registered Investment Advisor needed a reliable compliance solution it could execute easily. Since implementing Smarsh, Northstar is now confident in its compliance and can spend more time serving customers.
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Tell us about yourself, and we’ll be in touch right away.
Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "submit", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.
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