Cyber Compliance Purpose-Built for Financial Firms
Simplify cybersecurity oversight with one view of device security, guided remediation, and reporting. Reduce manual work, strengthen protection, and demonstrate cyber compliance oversight.
Demonstrate compliance, remove complexity
Reduce cybersecurity complexity and strengthen your firm's security posture with one intuitive dashboard that supports cyber compliance oversight.
Automate manual security tasks
Reduce manual work and security risk with guided remediation for OS updates, screen locks, and firewall settings.
Track your cyber posture in one score
Strengthen security oversight with a cyber risk score that helps identify deficiencies and prioritize action.
Turn cyber risks into timely insights
Identify security gaps, prioritize corrective actions, and speed up compliance reporting with fast, actionable insights.
Security awareness and phishing training
Simplify security awareness and reduce human risk with phishing simulations and cybersecurity training. Help employees recognize threats, reinforce safer behaviors, and track participation and progress with clear reporting.
Vulnerability Assessment and Penetration Testing
Simplify vulnerability management with expert-led testing that identifies security gaps and prioritizes corrective action. Smarsh Vulnerability Assessment and Penetration Testing (VAPT) provides actionable findings to help strengthen defenses, reduce exposure, and support compliance oversight.
Get expert cyber guidance
Simplify cybersecurity and compliance with expert guidance from Smarsh. See how automated monitoring, guided remediation, and reporting reduce manual work, strengthen security, and make oversight easier for your team.
Simplify cyber and third-party risk management
Reduce complexity across the risks you own and inherit.
Cyber risk extends beyond your workforce to the vendors your business depends on. Smarsh Vendor Risk Management simplifies vendor assessments, automates follow-up, tracks remediation, and monitors breach events. Together, these capabilities help you reduce administrative burden, strengthen oversight, and document risk decisions across your business.
Cyber Compliance: Simplified, defensible security
Cyber compliance aligns cybersecurity controls, risk management, and documented policies with regulatory requirements to protect sensitive data and support operational resilience. It reduces regulatory exposure by ensuring firms can demonstrate that security practices are defined, monitored, and auditable.
For financial firms, this includes mapping data management and incident response processes to mandates like SEC Regulation S-P, which draws on the NIST Cybersecurity Framework 2.0.
Learn more in this Watch It Work video.
Smarsh Cyber Compliance helps firms build, manage, and demonstrate a compliant cybersecurity posture. It unites ISO 27001 and SOC 2 Type II–certified controls with policy-based governance, continuous monitoring, and documented incident response.
This approach aligns organizations with SEC Regulation S-P, FINRA guidance, FFIEC IT handbooks, and NIST/ISO frameworks to ensure resilience, audit readiness, and regulatory confidence.
Cybersecurity focuses on identifying, mitigating, and responding to cyber threats.
Cyber compliance ensures those protections are defined within policies, audited, and tested to ensure that they address regulatory mandates.
In regulated industries, cybersecurity defends systems, while cyber compliance proves that defenses, oversight, and documentation meet industry standards.
Smarsh Cyber Compliance aligns with major frameworks, including:
- NIST Cybersecurity Framework (CSF)
- ISO/IEC 27001:2022
- SOC 2 Type II
- FFIEC Cybersecurity Assessment Tool (CAT)
- GDPR, and others
This standards-based foundation helps firms map controls, demonstrate due diligence, and maintain compliance consistency across hybrid and cloud environments.