GUIDE

Cyber Compliance and Vendor Risk Management Checklist

Stay ready for regulatory audits on cybersecurity and third-party risks

Your firm’s data is in a lot of hands. Your employees use it, and your technology partners have access to it. While it’s crucial that your data can be used for firm activities, it must only be accessible to the right people.

As data creation, sharing and usage increases, so too do cybersecurity concerns. Your firm is on the hook to be able to demonstrate strong cybersecurity and data oversight measures. Use this checklist to make sure your firm is always audit- and exam-ready.