Be a Hero and Power Up at the 2022 FINRA Annual Conference

May 13, 2022by Smarsh

Subscribe to the Smarsh Blog Digest

Subscribe to receive a monthly digest of articles exploring regulatory updates, news, trends and best practices in electronic communications capture and archiving.

Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "submit", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.

The 2022 FINRA Annual Conference is the place to be for compliance officers who have taken on the mission to reduce and minimize regulatory risk at their firm. This year, the conference is taking place in Washington D.C. on May 16-18.

FINRA Annual brings together practitioners, peers and regulators to discuss the latest in compliance, technology and regulatory trends. Industry professionals can attend sessions presented by FINRA President and CEO, Robert Cook and SEC Chair Gary Gensler, along with sessions such as:

  • FINRA's Examination and Risk Monitoring Program
  • Social Media and the Rise of the Finfluencers
  • Communications Compliance: Current Developments
  • Cybersecurity: Emerging Industry Priorities and Threats
  • Vendor Management: Due Diligence and Oversight
  • Remote Supervision

...and plenty more. 

Smarsh will be there, and we hope you'll join us on a very important mission to take back compliance in the digital age  and stay ahead of risk.

FINRA Superheroes 1

Getting ahead of Risk

Once again, Smarsh is a Platinum Sponsor, and we can’t wait to help you tackle some of the biggest regulatory conversations happening right now: the role of regulatory technology in cybersecurity, risk management and more.

But this year is different. We suspect that the supervillain, Risk, is getting bolder and all signs point to a direct, multi-prong attack on your firm.

Join the fight with Team Smarsh to defeat Risk and prevent him from costing your firm massive financial and reputational damages.

RISK
Superpowers: Shapeshifting, Destruction, Mind Control
Risk takes many forms and can result in violations for non-compliance, data loss, IP loss, brand damage, money laundering, social engineering, high costs, security breaches, and more. Risk can only be defeated by YOU, with help from Team Smarsh.

Meet your team

Together with Team Smarsh, you’ll learn how you can:

  • Capture email, mobile, social, video, voice and encrypted messaging channels, including WhatsApp and WeChat, in their native formats and in context
  • Simplify search and retrieval of captured content by storing all communications data in one centralized compliance archive
  • Help compliance teams reclaim time and resources spent on supervision with purpose-built monitoring tools that streamline content reporting, flagging and escalation
  • Streamline cybersecurity practices with comprehensive monitoring and remediation of users, devices, vendors and networks

If you'll be attending the 2022 FINRA Annual Conference, stop by the Smarsh booth in the Treasury Suite to defeat Risk!

FINRA Superheroes Featured Img

Share this post!

Smarsh
Smarsh Blog

Our internal subject matter experts and our network of external industry experts are featured with insights into the technology and industry trends that affect your electronic communications compliance initiatives. Sign up to benefit from their deep understanding, tips and best practices regarding how your company can manage compliance risk while unlocking the business value of your communications data.

Ready to enable compliant productivity?

Join the 6,500+ customers using Smarsh to drive their business forward.

Get a Quote

Tell us about yourself, and we’ll be in touch right away.

Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "submit", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.

Contact Us

Tell us about yourself, and we’ll be in touch right away.