ENTRIES BY Smarsh
What ‘the New Normal’ Really Means for Compliance
How compliance officers can prepare for ongoing remote work with proper employee supervision technology and oversight policies for electronic communication.
Public Records Violations Roundup: Winter 2021
Public records violations continue to affect local government agencies across the country, in some cases costing significant time and money in litigation.
Legalweek 2021 Recap: Enabling Remote Staff and Managing Risk
A panel discussion from Legalweek 2021 on how to manage the technical, compliance and legal risks that accompany new communication tools.
How Federal Agencies Can Capture Text Messages for E-Discovery
Federal agencies need the right technology and policies to capture and archive all communication types for public records, including text messages.
FINRA Targets ‘Game-Like’ Digital Platforms
The FINRA report notes that it found broker-dealers that had failed to supervise and maintain policies and procedures for digital communications.