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Smarsh Advance Recap: Digital Communications for Government Agencies

Learn why digital communications compliance for government agencies is more important now than ever before, and how state and local agencies should prepare for evolving regulations.

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What the SEC’s New Proposed Vendor Due Diligence Rule Means for Financial Advisers

The new proposal would prohibit RIAs “from outsourcing certain services or functions without first meeting minimum [due diligence] requirements.”

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