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Growth of staff monitoring software stokes debate over rights and morals

Brian Cramer has built a growing business helping financial services firms meet their legal obligations by tracking employees’ communications and activities. But, now, demand for such tools is expanding beyond those companies — and for a broader range of reasons.

Read more on ft.com
Fears of new crypto regulations being overly complex, costly and burdensome are overblown

Fears of new crypto regulations being overly complex, costly and burdensome are overblown

Read more on wealthsolutionsreport.com
WealthTech Weekly May 24, 2021

Smarsh is seeing unprecedented adoption of its Connected Capture solution for Microsoft Teams. Cetera has collaborated with Docupace and AdvicePay. Vise raised million in a Series C funding round. Amount has joined the unicorn club thanks to a 0 million Series D funding round. Lionpoint Group boosts geographical reach and service breadth with acquisition by Alpha FMC. Secfi raises 0M to keep techies informed on their stock options. Rabobank is spinning off its TreasurUp venture through a series A funding round. Docupace is expanding its back office platform with the acquisition of jaccomo.

Read more on wealth.insart.com
WealthManagement.com Announces 2021 'Wealthies' Finalists

The annual program honoring individuals and business initiatives that help financial advisors better serve their clients will be held in person in New York City on Sept. 9.

Read more on wealthmanagement.com
Publisher Notes For 5/19/21

Greetings from Digital Wealth News™ ! Friends, today we have a new podcast with guest Eric Satz of AltoIRA, fresh off a capital raise with some big players and here to discuss SDIRAs, we delve into the brilliant technology used to crack the Colonial pipeline hack and hear about the latest news and VC deals in the digital wealth sector here. Read up!

Read more on dwealth.news
TOP NEWSMAKERS ROUNDUP: WEEK OF 4/12/21

Each month, I select five to ten of the most interesting stories that I’ve read over the past month or so throughout the wealth management industry media.

Read more on wealthsolutionsreport.com
Pershing, Orion Deepen Integrations: Tech Roundup

The new integrations will enable advisors to easily navigate between NetX360, Pershing’s professional workstation, and the Orion platform, and provide access to real-time data and documents, the companies said in a joint announcement Tuesday.

Read more on thinkadvisor.com
Smarsh Enables Financial Firms to Maximize Zoom Capabilities and Meet Regulatory Requirements

PORTLAND, Ore., March 18, 2021 /PRNewswire/ — Smarsh®, enabling organizations to manage the risk and uncover the value within their electronic communications, today announced the launch of three applications to the Zoom App Marketplace.

Read more on dwealth.news
Smarsh adds three new apps to Zoom App Marketplace

These applications build on the existing product integrations between Smarsh and Zoom at a time when demand for virtual meeting capabilities has surged across heavily regulated global banks, wealth management, and other financial institutions.

Read more on wealthadviser.co
Financial Advisor Digital Marketing in a Post-Pandemic World

Joan Khoury, Chief Marketing Officer of Oppenheimer & Co., joined the global full-service brokerage, investment bank, and wealth management firm in 2015, after serving as Chief Marketing Officer at LPL Financial, and prior to that, as a senior marketing executive with Merrill Lynch

Read more on dwealth.news
Smarsh Hires Execs, Acretrader Raises Capital, SEI Integrates IncomeConductor

Compliance technology provider Smarsh has announced the hiring of two new senior executives: Laurie Ehrbar moves into the role of chief marketing officer and Goutam Nadella has been named the company’s chief product officer.

Read more on wealthmanagement.com
Compliance Fintech Smarsh Adds Execs To Support Growth

Portland, Ore.-based compliance fintech Smarsh has announced the addition of two new executives to support its accelerating growth.Goutam Nadella has been named chief product officer, according to a company announcement. He will lead efforts to explore and leverage new technologies like artificial intelligence and machine learning. He previously served as executive vice president of client solutions at Symphony, a cloud-based communication and content-sharing platform for the financial services industry. Before Symphony, he held roles at REDI and Goldman Sachs.

Read more on fa-mag.com
New Skience Tool Helps Advisors Transition Client Accounts: Tech Roundup

Skience launched Advisor Transitions Solution, a new tool that it said Thursday “streamlines, digitizes and simplifies the process” in which advisors switching wealth management firms can transfer client assets to a new platform.

Read more on thinkadvisor.com
A Year Into Pandemic, Survey Finds Firms Lag In Communications Compliance

A Year Into Pandemic, Survey Finds Firms Lag In Communications Compliance

Read more on fa-mag.com
As We Get Back to the Future of Work, Banks Must Embrace WhatsApp

If you had told me a year ago that the world’s major financial services companies would all be operating almost entirely with a remote workforce, I would have broken out in a cold sweat.

Read more on globalbankingandfinance.com

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Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "submit", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.

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