Smarsh solutions for MiFID II and FCA regulated firms

Capture, search, retain, supervise, reconstruct electronic and voice communications relating to your firms business services as required by MiFID II.

More firms trust Smarsh than any other provider

Smarsh helps organisations covered by MiFID II stay ahead of evolving retention and supervision requirements for email, social media, instant messaging, web content and more.

Records and Compliance Managers

Records and Compliance Managers

Have all content accessible in one place so you can respond to regulatory requests both quickly and easily, as well as conduct internal investigations and audits.
Broker Dealers

Investment Advisers

Capture all communications associated with your work in a MiFID II and FCA compliant, search-ready way. Communicate using the channels you want without worrying about the risks of non-compliance.
Attorneys, Clerks & Legal Staff

Attorneys, Clerks & Legal Staff

Reduce the time and costs associated with e-discovery, activate legal holds and efficiently produce content for audits, investigations or litigation without relying on manual processes.
Personas and Identity Management

CTOs, CIOs & IT Staff

Centralise archived communications in a single, tamper-proof, WORM-compliant, comprehensive solution for all your content.
Supervisors

Supervisors

Supervise all communications effectively and efficiently using automated message monitoring and review, customisable policies and queues. Track team-based review progress with user-friendly dashboards.

Benefits

Benefits for firms of all sizes

Regulatory compliance

Regulatory compliance - including voice capture

Preserve and store data on tamper-proof media to meet FCA and MiFID II requirements.
Exam tested

Exam tested

Locate and retrieve electronic communications quickly, and be prepared for regulatory examinations with on-demand data production.
Compliance workflow

Compliance workflow

Customize supervision policies and keyword lists and streamline compliance review workflow.

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On-demand production and trade reconstruction

Securely export data for further legal or regulatory review. Reconstruct communications around a specific trade.
Audit trail for compliance

Audit trail for compliance

Show proof of supervisory procedures through a detailed audit history of every action taken in the platform.

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Administration and migration

Whether you’re a 1-person firm or have 1000s of branches, it’s easy to manage users and to migrate data.

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Stay up to date with the latest resources

Archiving and Monitoring For Compliance

Take 25 minutes and see what a modern solution for archiving and compliance looks like.

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Enterprise User Group
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Tell us about yourself, and we’ll be in touch right away.

Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "submit", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.