The Investment Industry Regulatory Organization of Canada (IIROC) recognizes social media’s growing role in firms’ marketing and communications strategies, and provides guidance for extending compliance programmes to this dynamic channel.
To help Canadian firms stay on top of IIROC regulations, Smarsh has just released ‘The Canadian Financial Advisor’s Guide to Social Media Regulations.’ The white paper gives firms a quick overview of the most impactful and important IIROC guidance that compliance, IT and legal teams need to take into account when using social media for business communications.
Once you become familiar with what you can share on social media, it’s much easier to take advantage of the benefits social networks can offer your firm. Download The Canadian Financial Advisor’s Guide to Social Media Regulations today.
Scalable for organizations of all sizes, the Smarsh platform provides customers with compliance built on confidence. It enables them to strategically future-proof as new communication channels are adopted, and to realize more insight and value from the data in their archive. Customers strengthen their compliance and e-discovery initiatives and benefit from the productive use of email, social media, mobile/text messaging, instant messaging and collaboration, web, and voice channels.
Smarsh serves a global client base that spans the top banks in North America and Europe, along with leading brokerage firms, insurers, and registered investment advisors. Smarsh also enables state and local government agencies to meet their public records and e-discovery requirements. For more information, visit www.smarsh.com.
- Boost Compliance with AI: Meet Smarsh Intelligent Agent - June 1, 2025
- Take the Stress Out of Preparing for Your Next Audit or Examination - May 16, 2025
- RIA Compliance Requirements: Navigating Ongoing Regulatory Obligations - March 24, 2025
Watch it Work
Contact Us
Chat