Audits are challenging. Let Smarsh help.
Routine audits and their related data requests are part of doing business in regulated industries. When unplanned additional audits or regulatory examinations arise, firms can incur significant unforeseen costs for short-term professional assistance—usually at higher rates—to fulfill the request. To avoid additional costs, some firms choose to respond to regulators using a manual approach, which is inefficient and can increase opportunities for risk. The good news is these are not your only options.