To help financial organisations gain a greater understanding of MiFID II communications retention and oversight requirements, Smarsh partnered with Womble Bond Dickinson in the fall of 2017 for a panel on the new requirements, with practical strategies for compliance implementation.
With over 20 years’ experience specialising in financial services regulation, Emma Radmore of Womble Bond Dickinson led the discussion. This short, informative video addresses important questions such as:
- What does the MiFID II say, and what does it mean in practice for UK firms?
- What are some of the most important details that have gone overlooked?
- How do the new regulations impact personal communication devices?
For more information about MiFID II requirements and how Smarsh can help your organisation manage its MiFID II communications recordkeeping and oversight obligations, visit www.smarsh.com/all-resources.
Ian Hook
VP, European Business Operations at Smarsh, Inc
Ian Hook leads Smarsh operation in Europe, where he helps firms ranging from international banks to single-office brokers navigate compliance, retention and supervision obligations and technology trends around voice and electronic communications. Hook has more than 15 years of experience in financial and regulatory technologies, and previously served as the COO and Chief Commercial Officer for leading voice archiving and analytics provider Cognia, which was acquired by Smarsh in August 2017.
Latest posts by Ian Hook (see all)
- It’s Time to Integrate Voice with Communications Compliance - January 10, 2020
- Juggling the conflicting needs of GDPR, with those of the IDM of the firm, and the industry regulator - February 26, 2018
- MiFID II: Are you Ready to Record? - January 13, 2018
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