Marianna Shafir Esq.
Corporate Counsel, Regulatory Advisor at Smarsh
Marianna Shafir is Corporate Counsel and Regulatory Advisor at Smarsh, where she’s responsible for legal and regulatory affairs worldwide. With her expertise in financial services industry, compliance and eDiscovery, Marianna counsels Smarsh clients on meeting regulatory obligations, leveraging technology and guidance on best practices related to electronic communications supervision. Prior to joining Smarsh, Marianna worked for BNY Mellon and Invesco where she was an instrumental member on compliance teams.Marianna has also served as an adjunct professor at New York Career Institute where she taught Law Office Management and Real Estate Law. She earned her Juris Doctorate from Nova Southeastern University. She is a frequent speaker at industry conferences and a contributor to various online publications.
Latest posts by Marianna Shafir Esq. (see all)
- Key Takeaways from SEC and FINRA 2020 Priorities Letters: Technology Leads Area of Focus - January 21, 2020
- SEC 2019 Annual Report: Increase in Enforcement Actions and Penalties - December 17, 2019
- Regulatory Update: Brokers Penalized for Using Personal Email and Violating Social Media Policies - December 9, 2019
ENTRIES BY Marianna Shafir Esq.
Key Takeaways from SEC and FINRA 2020 Priorities Letters: Technology Leads Area of Focus
2020: Extending the Vision of Supervisory Review January 21, 2020by Marianna Shafir Esq. SUBSCRIBE TO BLOG Subscribe Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking “submit”, you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from…
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