Financial Conduct Authority (FCA): Insurance: Conduct of business Sourcebook (ICOBS): Sch 1

The FCA’s Insurance: Conduct of Business Sourcebook (ICOBS) applies to firms that carry out insurance business that is not life insurance business, including effecting and carrying out contracts of insurance, arranging and advising on them, acting as a managing agent in the Lloyd’s insurance market or communicating or approving relevant financial promotions. ICOBS includes many record keeping provisions, including those on where the firm has decided to comply with COBS rules instead where it deals in pure protection policies, determinations of eligibility of customers to claim benefits within a packaged bank account and the products’ suitability.

To view the FCA’s table of recordkeeping requirements found in ICOBS: https://www.handbook.fca.org.uk/handbook/ICOBS/Sch/1/1.html.

Link to Handbook: https://www.handbook.fca.org.uk/handbook/ICOBS/

Smarsh, Inc. assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for specific information on specific rules and regulations and how they apply to your business.

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