FINRA Rule 3110.11 allows firms to satisfy their obligation to communicate its written supervisory procedures using electronic media, as long as they comply with specific conditions. The conditions include:
- That the written supervisory proceduresbe promptly communicated to, and readily accessible by, all associated persons to whom the supervisory procedures apply.
This Rule, in addition to FINRA Rule 3110(b)(7) "reflect FINRA's continued belief that it is important for all associated persons to have knowledge of the supervisory procedures relevant to their activities."
Link to Rule: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=11345
Helpful Link: http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=11470