An Unprecedented Year in Enforcements

How financial services firms are responding to changes in digital communications compliance

It was tough for financial services firms to find their compliance footing in 2023. Record-breaking fines, in-office vs. remote culture clashes, readily available generative AI technologies, growing cybersecurity and data privacy concerns, and an unprecedented volume of new, updated and expected regulatory updates made it especially tough.

One of the best ways to know where to go next is to know where others are now. In this report, we surveyed regulated firms to get a ‘lay of the land’ of the financial services sector when it comes to the retention and oversight of digital communications.


compliance survey report 910x280

With our findings and analysis, you’ll learn how firms like yours:

  • Must respond to the in-office vs. hybrid vs. remote collaboration conversation (it’s not what you think)
  • Continue to struggle with texting and mobile apps — and how to overcome it
  • Are spiraling towards repeating history when it comes to taking risks with risk

Get the full survey report to learn how to build an agile and resilient communications compliance strategy for 2024 and beyond.