Meeting Key Recordkeeping Requirements For MiFID II

After the 3rd of January 2018, European financial firms will be required to capture, retain, and reproduce complete records of all services, activities and transactions on firm and client accounts. This includes all telephone calls on fixed and mobile lines, and all forms of electronic communications.

Financial firms must prepare for the new rules now.

While most financial firms in the European Union (and those outside the region that do business with the EU) are aware of MiFID II and know it will impact them, many have yet to understand exactly how the expanded rules will affect their recordkeeping requirements.

Before the MiFID II deadline approaches, be sure to read this solutions brief for:

  • The most important recordkeeping requirements for voice and electronic communications
  • MiFID II communications checklist for EU Financial Services Firms
  • How to overcome new challenges facing financial firms

Complete the form to download: