Supervision Health Check

Get your Supervision program in order

Supervision is increasingly costly and inefficient

Supervision, including retention of electronic communications and systematic surveillance, is for many firms becoming an increasingly costly, inefficient and manual process that does not scale well as regulators increase their scrutiny across an ever-widening array of content types.

As firms work towards solving these problems, there is enormous opportunity to develop supervision programs in a way that both reduces the labor cost of review while also improving the identification of real risk.

Supervision Health Check

With the Smarsh Supervision Health Check, you’ll have access to our team of supervision policy experts, who will analyze and offer customized recommendations on how you can improve the efficiency and accuracy of your electronic communications supervision program.

The Health Check includes:

  • Interactive discussion with subject matter experts
  • Review of supervision obligations
  • Review of supervision procedures
  • Gap Identification
  • Written recommendations

Supervision Architect

Need help optimizing your supervision system? Design and implement a world-class compliance supervision workflow. Get started with Smarsh Supervision Architect.


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