Stop Weighing Down Your Organization With a Broken Supervision Program

Find out how to prevent the oversight of communications from buckling under the weight of new platforms and manual processes.

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Smarsh CEO Steve Marsh on why supervision is broken – and how it can be fixed

With over a fifteen years of experience helping financial firms meet their compliance obligations, Steve Marsh takes a look at why so many firms are struggling to properly supervise digital communications and identify risk.

 

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The Top 3 Communication Compliance Gaps for Financial Firms

As regulator sanctions continue to rise, firms must ensure their recordkeeping practices are keeping up with new technology and regulations. We surveyed financial firms and found the most common gaps in electronic communications compliance.

 

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Modernize your supervision program

A modern message supervision program saves time while reducing overall compliance risk. Don’t believe it? Talk to a Compliance Specialist to learn how Smarsh is helping firms like you implement automation and purpose-built reviewer workflows to drastically increase their efficiency and build better compliance programs.