We found 138 search results for: MiFID II compliance

MiFID II Shakes Up European Compliance Landscape

The European Union (EU) issued an update to its Markets in Financial Instruments Directive (MiFID), which outlines the required compliance policies and procedures for any business with EU subsidiaries or operations in Europe’s investment services sector. Marianna Shafir, Smarsh corporate counsel and regulatory advisor, offers helpful insight into the changes—which take effect January 2018—in a…

Advancing Mobile Capture Solutions to Meet Evolving Compliance Needs

The business world has become more intertwined with mobile than ever before. Across industries, professionals are on the move, adopting a work-from-anywhere approach to conducting business. The convergence of digital communications and hybrid work has created flexibility and also presented challenges with both corporate-issued devices and employees' personal devices. Today's business communicatio...

Smarsh to Acquire TeleMessage, Deliver Unmatched Capability for Mobile Communications Compliance for the Hybrid Workforce

Smarsh to Acquire TeleMessage, Deliver Unmatched Capability for Mobile Communications Compliance for the Hybrid Workforce  As regulatory scrutiny of WhatsApp and mobile messaging takes center stage, acquisition will drive Smarsh to undisputed leadership in mobile text, voice, and app compliance across the broadest range of mobile channels  PORTLAND, Ore. (May 16, 2022) – Smarsh, the industry…

Compliance Teams

Chief Compliance Officers and Compliance TeamsA modern approach to communications compliance Get the Guide: The 2020 Smarsh Annual Risk & Compliance Survey Report Smarsh legal and discovery solutions The way we communicate has evolved. And so has the global regulatory landscape challenging compliance teams. However, many businesses still depend on outdated compliance solutions, leading to heavy p...

Smarsh Expands and Enhances Support for Voice Compliance

Provides secure and easy archiving, search and play back of voice content from virtually any recording system, strengthening risk and compliance initiatives PORTLAND, Ore., & LONDON, Jan. 8, 2020 – Smarsh®, helping customers get ahead – and stay ahead – of the risk within their electronic communications, today announced the expansion of support for voice…

End-to-End Voice Compliance Alongside all other Communications

FOLLOW USff-font-awesome4 icon-facebook-fff-font-awesome4 icon-twitterff-font-awesome4 icon-linkedin This Connected Suite Spotlight is about new voice support for Enterprise and Professional Archive. At its core, voice content archiving is about managing risk. Without capturing voice, alongside all your other communications content, you are unable to tell the full transactional narrative of b...

Smarsh & Hootsuite Video Campaign: Compliance in the Social Media Age

FOLLOW USff-font-awesome4 icon-facebook-fff-font-awesome4 icon-twitterff-font-awesome4 icon-linkedin How regulation is impacting Hootsuite and their clients: an interview with Hootsuite's Matthias Göllner Social media is one of the 21st century’s most significant technological developments. Now connecting nearly 4 billion users globally, platforms like Facebook, Twitter and Instagr...

Five Lessons to Learn from MiFID II

Last year was a landmark year for regulatory change across the European financial services industry.  The Markets in Financial Instruments Directive II (MiFID II) came into force on January 3 2018. And with the General Data Protection Regulation introduced just four months later, it has been a busy year for European businesses trying to stay on…

What Brexit Means for Compliance in the UK

As Brexit approaches, British businesses are preparing themselves for life outside of the European Union. One of the key considerations on their minds is how EU rules and regulations will apply to UK companies after the 31st of March. Smarsh Technical Director, Shaun Hurst, explains what businesses need to know about MiFID II and GDPR…

The Compliance Challenges of the Millennial Work-Life Balance

Millennials have undoubtedly changed the modern workplace. Almost every new office building bears the hallmarks of millennial work culture. Hot desks, fitness suites, chill out zones doubling as meeting areas, cafes doubling as bars. These features are now seen everywhere, from WeWorks, to insurance brokerages in the city, and beyond. This is because attracting Millennials…

Get a Quote

Tell us about yourself, and we’ll be in touch right away.

Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy. By clicking "submit", you consent to Smarsh processing your information and storing it in accordance with the Privacy Policy and agree to receive communications from Smarsh and its third-party partners regarding products and services that may be of interest to you. You may withdraw your consent at any time by emailing privacy@smarsh.com.

Contact Us

Tell us about yourself, and we’ll be in touch right away.