Compliance in a Mobile-First World
More people now have mobile phones than desktop computers, and the use of mobile devices is still accelerating. This dynamic has had a huge impact on how we communicate, with new apps like WhatsApp, WeChat and Telegram seeing tremendous growth. WhatsApp alone handles over 100 billion messages and 100 million calls every day, and not surprisingly, an increasing number of those communications are business related.
This session will discuss the growing use of mobile devices – corporate and personal – to transact business and how compliance leaders, along with regulators, are responding. With mobile-related fines growing, and WhatsApp Business rapidly growing to over 50 million users, this is a can’t miss session about the future of regulated business.
Founder and Chairman,
Stephen Marsh founded Smarsh in 2001. Under his leadership, Smarsh has grown to become the leader in the enterprise information archiving industry. Before founding Smarsh, Stephen led product management and development efforts at CCBN, which is now a division of Thomson Financial, and spent time in key roles at Fidelity Investments and Morgan Stanley Dean Witter. Stephen is actively involved in the Oregon technology community and mentors the founders of more than a dozen fast-growing companies. He was the recipient of the 2018 Technology Association of Oregon’s Sam Blackman Award, which honors Oregon’s top technology executive. In 2014, Stephen was named FTF News’ FinTech Person of the Year. Stephen holds a degree in Information Management & Technology, Economics from Syracuse University.
Tiffany Magri As a Regulatory Advisor at Smarsh, Tiffany Magri monitors, evaluates and consults on the financial services regulatory landscape. Tiffany has more than 10 years of experience facilitating compliance with laws and regulations, policies, and risk management. Prior to joining Smarsh, Tiffany was a Senior Associate at Benefit Street Partners and a Compliance Officer at Broadstone and Manning & Napier Advisors.
Chief Compliance Officer & Partner,
EP Wealth Advisors, LLC
Mario Chilin is Chief Compliance Officer and a Partner of EP Wealth Advisors, LLC. As the Chief Compliance Officer of a leading independent registered investment advisory firm, Mario oversees and is responsible for all aspects of the firm’s Compliance and Risk program. Mario is a dedicated and passionate member of the greater compliance and risk management community. He is an active member and speaker at local and national compliance industry events, roundtables, working groups, and committees.