Compliance confidence for financial services communications
Summitas enables financial services professionals to communicate seamlessly with clients and each other. As these communications are subject to regulatory requirements, they must be securely stored and supervised. With Smarsh, Summitas customers can capture, retain and supervise their communications. Communications are automatically ingested, indexed and retained in a search-ready state in the Smarsh archive.
- Reduce complexity: Search for and review Summitas content alongside 80+ communications in one archiving platform. View the full context of Summitas conversations with native capture and message threading.
- Mitigate risk: Apply policy controls at a global or group level to help meet regulatory, legal and corporate obligations. Administrators can set up policies to flag keywords across messages and in-file text to pinpoint any violations.
- Communicate compliantly: Capture Summitas content regardless of the user’s device, location or network for your compliance and e-discovery needs. All content is automatically ingested, indexed, and retained in the Smarsh archive to meet strict SEC, FINRA and other compliance requirements.