Smarsh Is a Leading Solutions Provider to MiFID II and FCA Regulated Firms
We empower investment advisers operating in the U.K. to capture, search, retain, supervise and reconstruct electronic and voice communications relating to their business services, as required by MiFID II.
Get the Guide: Recordkeeping Requirements - United States SEC & FINRA vs European Union MiFID II
Smarsh helps organisations covered by MiFID II to stay ahead of the evolving retention and supervision requirements for email, voice, social media, instant messaging, web content and more. U.K. investment advisers trust our deep understanding of the compliance challenges they face and our proven ability to help them meet their regulatory obligations.
Our solutions deliver benefits for investment advisers of all sizes
Whatever your role, Smarsh can make your job easier
Meet regulatory obligations
We understand the complex compliance challenges facing investment advisers; our solutions ensure that you can meet your regulatory obligations
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