Smarsh Is a Leading Solutions Provider to IIROC Member Firms
We empower investment dealers operating in Canada to meet oversight obligations and to simplify social media and website monitoring.
Smarsh helps IIROC member firms meet the recordkeeping and supervision responsibilities mandated in IIROC Rule 29.7, IIROC Notice 11–0349 and National Instrument 31–103.
Our solutions deliver benefits for investment dealers of all sizes
Whatever your role, Smarsh can make your job easier
Meet regulatory obligations
We understand the complex compliance challenges facing investment dealers; our solutions ensure that you can meet your regulatory obligations
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