The tools you need to communicate continue to evolve
Regulators expect you to adapt
You've seen the headlines: Big Bank fined for use of WhatsApp, Global Bank fined for malicious text messages, Broker-Dealer firm fined for lack of oversight. Increasing scrutiny from the SEC, FINRA, CFTC and other regulatory bodies all too often results in expensive regulatory enforcement or reputational damage. How can financial services firms avoid being next on the list?
Regulatory Roundup Series
Get the latest regulatory news plus a discussion with Smarsh and industry experts about steps firms can take to future-proof their compliance and gain strategic insight on how to tackle communications oversight. In this episode, Smarsh VP of Information Governance, Robert Cruz, and Regulatory Advisor Tiffany Magri are joined by Sid Yenamandra, CEO and Founder of Entreda to discuss the SEC's proposed rules for cybersecurity risk management.