Futures and Transfer Agents Trust Us to Solve Their Most Pressing Communications Compliance Challenges
We empower futures and transfer agents to implement and enforce effective electronic communications recordkeeping and oversight policies.
Smarsh enables NFA-registered companies to satisfy NFA, CFTC and SEC recordkeeping and oversight obligations. Futures and transfer agents trust our deep understanding of the compliance challenges they face and our proven ability to help them meet these obligations.
Our solutions deliver benefits for futures and transfer agents of all sizes
Whatever your role, Smarsh can make your job easier
Meet regulatory obligations
We understand the complex compliance challenges facing futures and transfer agents; our solutions ensure that you can meet your regulatory obligations
CFTC Regulations 1.18, 1.32 through 1.37, 1.68, and 1.71
for the period required under CFTC Regulation 1.31.
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