7 Important Takeaways from FINRA’s 2017 Priorities Letter
Preparing for MiFID II & MiFIR Recordkeeping
In addition to providing support for core applications and solving data-related issues, IT departments are increasingly asked to deliver compliance, discovery and employee productivity solutions for electronic communications. Beyond simply retaining these business records, these solutions must enable systematic message supervision/review and the timely search/production across an ever-widening range of different content types. “In conversations...
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